Senior Supervisor, Compliance
Core
Maintain and strengthen the compliance framework, provide advisory and assessment support, and coordinate with stakeholders to monitor and implement regulatory changes.
Role type
Senior Supervisor, Compliance
Builds
Compliance policies, assurance reviews, regulatory action plans
Domain
Financial services / Insurance / Regulatory Compliance
Required skills
Regulatory analysis, SOP development, assurance review, conduct-risk assessment, AML activity support, stakeholder coordination
Preferred skills
None stated
Technologies
None stated
Responsibilities
Develop and maintain compliance SOPs and policies; Conduct assurance reviews on compliance processes; Monitor regulatory developments and implement required actions; Provide compliance advisory for products and projects; Support the Annual Compliance Plan; Conduct conduct-risk reviews including mystery shopping; Review AML-related activities
Seniority
Senior, hands-on IC
