Registered Wealth Management Client Associate
Core
Sales support role providing operational and sales assistance to Financial Advisors and serving as a primary point of contact for established clients.
Role type
Registered Wealth Management Client Associate (Sales Support)
Builds
Client service interactions, client materials, and banking integration for individuals, companies, and institutions
Domain
Wealth Management / Financial Services
Deliverable
client delivery
Required skills
FINRA Series 7, 66, and SIE licenses; investment product knowledge; client relationship management; operational compliance; Microsoft Office and Salesforce proficiency
Preferred skills
client experience in fast-paced environments; complex solution delivery; detail orientation; professional communication
Technologies
Salesforce; Microsoft Word; Microsoft Excel; Microsoft PowerPoint
Responsibilities
Educate clients on bank service and banking offerings; ensure timeliness and accuracy in client materials; assist with policy alignment and risk management; identify and deepen client relationships; support day-to-day team activities and coverage needs
Seniority
Individual Contributor, entry-to-mid level