Client Specialist
Core
Delivering client service and operational support to Financial Advisors by coordinating onboarding, managing communications, and executing account transactions.
Role type
Client Specialist (Private Wealth Management)
Builds
Client service plans, account paperwork, and investment transaction records
Domain
Financial Services / Private Wealth Management
Deliverable
client delivery
Required skills
Client onboarding coordination, Securities licensing (SIE, Series 7, 66/63/65), CRM management, Investment order entry, Regulatory compliance, Microsoft Office proficiency
Preferred skills
AI-enabled tools adoption, Social media management, Seminar/event coordination
Responsibilities
Coordinate client onboarding and account opening, Answer incoming calls and manage client needs, Execute security orders for stocks and bonds, Maintain CRM system and client communication plans, Organize client seminars and events, Proactively review investment opportunities for advisors