Transfer Agency - Registration Services, Associate 2
Core
Perform investor AML/KYC reviews and deliver high-quality client service for investor onboarding, account opening, maintenance, registration, and transaction monitoring.
Role type
Associate 2 Transfer Agency Registration Services
Builds
Investor accounts and records
Domain
Financial Services / Transfer Agency
Deliverable
client delivery
Required skills
AML/KYC compliance, investor onboarding, account registration, transaction monitoring, client query handling, process efficiency identification, MS Office suite
Preferred skills
Team leadership, training delivery, regulatory knowledge, time management, proactive problem solving
Responsibilities
Handle complex client calls and queries, support investor onboarding and account maintenance, assist in training other administrators, ensure AML/KYC requirements are met, escalate client issues, identify process efficiencies, maintain knowledge of Transfer Agency processes and systems.
Seniority
Associate 2, individual contributor