Regulatory Reporting QA Associate
Core
Conduct independent risk-based assessments of U.S. regulatory reporting processes to evaluate accuracy, completeness, and conformance with regulatory requirements.
Role type
Regulatory Reporting Quality Assurance Associate
Builds
Independent risk-based assessments of U.S. regulatory reporting processes
Domain
Banking / U.S. Regulatory Reporting
Deliverable
dashboards & analysis
Required skills
U.S. regulatory reporting requirements, banking products, risk-based assessment methodologies, data analysis, workpaper documentation, issue validation, continuous risk monitoring
Preferred skills
Data governance, data quality concepts, regulatory reporting processes
Responsibilities
Assist with assessment planning and preliminary analysis, perform walkthroughs and risk profiling, execute testing procedures for internal controls and data accuracy, prepare comprehensive workpapers, perform follow-up testing for issue remediation, support continuous monitoring activities, collaborate with business partners to obtain documentation and discuss results
Seniority
Mid-level, hands-on IC