Compliance Officer, Surveillance
Core
Supports the delivery and ongoing administration of Trade and Communications Surveillance portfolios, coordinating project and remediation activities, and preparing governance reporting.
Role type
Associate Compliance Officer (Surveillance)
Builds
Trade and Communications Surveillance programs
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Project coordination, Regulatory reporting, Risk analysis, Documentation management, Stakeholder collaboration, Audit support
Preferred skills
Big Four experience, Trade surveillance knowledge, Communications surveillance knowledge, Remediation tracking
Technologies
Surveillance systems, Governance reporting tools
Responsibilities
Coordinate project and remediation activities for surveillance initiatives, Prepare governance reporting and track key milestones, Conduct initial analysis of internal and external events for read-across reviews, Support regulatory responses and data requests, Review and update departmental surveillance procedures, Draft briefing notes for senior governance and Board discussions