Senior Analyst KYC QA
Core
Review KYC policy adherence, sample customer files, and validate accuracy, completeness, and timeliness of KYC reviews to identify and remediate variances.
Role type
Senior Quality Assurance Analyst (KYC/Compliance)
Builds
QA workbooks, variance reports, and remediation plans for KYC processes
Domain
Financial Services / Anti-Money Laundering (AML) / Know Your Customer (KYC)
Deliverable
dashboards & analysis
Required skills
KYC program design and implementation, QA review of KYC profiles, BSA/AML regulation knowledge, complex client data analysis, risk profile assessment
Preferred skills
ACAMS certification, experience with technical and functional teams
Technologies
KYC QA workbooks, process documentation tools
Responsibilities
Review adherence to KYC policy and operating manuals, discuss with KYC MO to identify customer samples for review, opine on accuracy/completeness/timeliness of sampled reviews, document and share variances with process owners, revalidate remediated variances, summarize QA results and develop exception plans, classify recommendations by impact (quality vs. efficiency), compare quarter-over-quarter results
Seniority
Senior, hands-on IC