Senior Officer, PBG Due Diligence Oversight (UAE National)
Core
Analyze and assess high-risk customer profiles, including Politically Exposed Persons (PEPs), for compliance with bank risk appetite and regulations. (via careerplan.io/jobs/14-007-76-D65-senior-officer-pbg-due-diligence-oversight-uae-national-at-cbd)
Role type
Senior compliance officer (AML/KYC)
Builds
Ongoing due diligence (ODD) and KYC refresh reports for high-risk clients
Domain
Banking / Anti-Money Laundering (AML) / Know Your Customer (KYC)
Required skills
High-risk customer assessment, PEP identification and assessment, KYC refresh, regulatory compliance, risk rating analysis, documentation of review rationale, escalation of concerns, exception handling
Preferred skills
Experience in First line or Second line of defense, dealing with people
Technologies
Bank internal systems for KYC/ODD and PEP registers
Responsibilities
Conduct in-depth reviews of high-risk customer profiles per KYC/ODD policies, ensure completion of ODD with correct KYC data, liaise with business to obtain missing documentation, identify red flags and suggest relationship exits, coordinate with sanction screening teams for PEPs, update PEP registers, document review processes, escalate concerns, and follow exception handling processes.
Seniority
Senior, hands-on IC