Sachbearbeiter (m/w/d) Marktfolge Passiv mit Wertpapierfokus
Hybrid
Core
Conduct regulatory compliance checks and ensure high-quality processing of client transactions and special cases in the securities business.
Role type
Compliance Officer (Securities)
Builds
Regulatory compliance reports and audit documentation for a cooperative bank
Domain
Banking / Financial Services / Compliance
Deliverable
client delivery
Required skills
Regulatory compliance knowledge (WpHG, KWG, CRR), data quality management, audit preparation, securities processing, client case handling
Preferred skills
Experience in securities trading and taxation
Technologies
N/A
Responsibilities
Perform regulatory audits and controls, maintain data quality, prepare documentation for internal and external audits, develop control and reporting processes, handle client transactions and special cases in securities
Seniority
Mid-level, hands-on IC