Sachbearbeiter (m/w/d) Wertpapiergeschäft
Hybrid
Core
Compliance officer responsible for WpHG (German Securities Trading Act) compliance, documentation, analysis, and complaint handling for a private banking firm.
Role type
Compliance specialist (Securities Trading)
Builds
Compliance documentation and processes for private banking clients
Domain
Banking / Financial Services / Compliance
Deliverable
dashboards & analysis
Required skills
WpHG knowledge, analytical skills, documentation, complaint handling, project management
Preferred skills
Banking training or degree, affinity for securities business
Technologies
N/A
Responsibilities
Lead WpHG compliance area, conduct documentation and analyses, process complaints, coordinate with internal departments and external organizations, participate in projects and process management around WpHG and organization
Seniority
Mid-level, individual contributor