Compliance Officer
Core
Ensure company compliance with regulatory requirements and internal policies through policy development, review, and monitoring.
Role type
Compliance Officer
Builds
Compliance policies, corrective action plans, regulatory reports
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory knowledge, policy development, risk assessment, reporting, cross-functional collaboration
Preferred skills
CySEC Advanced certification
Technologies
Microsoft Office Suite
Responsibilities
Develop and review compliance policies; Review complaints and conduct compliance inspections; Approve marketing materials for compliance; Collaborate on corrective action plans; Assist with regulatory reporting; Monitor evolving regulatory frameworks
Seniority
Mid-level, hands-on IC
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