Senior Compliance Officer
Core
Deliver risk-based compliance monitoring, investigations, and assurance activities to ensure adherence to legislative and regulatory obligations within a complex, highly regulated environment.
Role type
Senior Compliance Officer
Builds
Enterprise-wide compliance programs, frameworks, policies, and standards
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory framework knowledge, compliance monitoring, control testing, compliance investigations, legislative interpretation, stakeholder engagement, report writing, risk assessment
Preferred skills
Experience in audit or assurance functions, ability to influence senior stakeholders, proactive problem-solving
Responsibilities
Conduct compliance reviews and thematic assurance activities, perform control testing and investigations, provide practical compliance advice to business stakeholders, develop and enhance compliance frameworks and policies, monitor legislative developments and assess impacts, prepare reports for management and governance committees, track compliance incidents and remediation activities, support audit and regulatory engagements
Seniority
Senior, hands-on IC