Controls Testing & Monitoring Officer
Core
Design, supervise, and execute risk-based control testing plans; build dashboards to monitor compliance metrics; and manage remediation of control deficiencies.
Role type
Controls Testing & Monitoring Officer
Builds
Dashboards and monitoring tools for the control environment
Domain
Financial Services / Risk Management & Compliance
Deliverable
dashboards & analysis
Required skills
Risk-based control testing design, evidence review, compliance metrics tracking, issues register management, governance model knowledge, obligation mapping, conflict of interest analysis, segregation of duties expertise
Preferred skills
Relevant risk or compliance qualifications, regulated industry experience, professional services experience
Technologies
Data visualization tools, monitoring software
Responsibilities
Run control testing (walkthroughs, sampling, evidence review), identify and assess control deficiencies, develop monitoring dashboards, report testing outcomes, manage remediation registers, support governance models and compliance mapping, lead testing on competition, conflicts of interest, and segregation of duties