Asset & Wealth Managed Services (AWMS) - Risk & Compliance Solutions - Senior Associate
Core
Senior Associate in Risk & Compliance Solutions advising asset managers and capital market intermediaries on governance, risk management, and regulatory compliance frameworks.
Role type
Senior Associate, Risk & Compliance Advisory
Builds
Compliance and risk management frameworks, monitoring programmes, and business conduct practices for fund management companies and wealth managers.
Domain
Asset & Wealth Management, Capital Markets, Regulatory Compliance
Deliverable
client delivery
Required skills
Regulatory compliance knowledge, risk management, internal controls design, audit procedures, business process improvement, stakeholder management, report writing
Preferred skills
IT audit experience, knowledge of MAS regulatory requirements, ISAE 3402/ISEA 3000/AUP auditing experience, technology risk management, cyber hygiene, business continuity management
Technologies
None explicitly stated
Responsibilities
Provide advice on governance, risk management, and compliance with regulatory requirements; conduct business processes and controls reviews; perform walk-through interviews to validate internal controls; review and recommend business process improvements; draft findings in report deliverables; provide outsourced compliance support including regulatory reporting and AML/KYC reviews; manage key stakeholder relationships; support engagement team leaders on deliverables.
Seniority
Senior Associate, 2+ years experience
