Asset & Wealth Managed Services (AWMS) - Risk & Compliance Solutions - Senior Associate
Core
Senior Associate in Risk & Compliance Solutions advising asset managers and capital market intermediaries on governance, risk management, and regulatory compliance frameworks.
Role type
Senior Associate, Risk & Compliance Advisory
Builds
Compliance and risk management frameworks, monitoring programmes, and control assurance reports for fund management companies and wealth managers.
Domain
Asset & Wealth Management, Capital Markets, Regulatory Compliance
Required skills
Regulatory compliance knowledge, Risk management, Internal controls design, Audit procedures, Business process improvement, Stakeholder management, Report writing
Preferred skills
IT audit experience, MAS regulatory knowledge, Technology risk management, ISAE 3402/ISEA 3000/AUP frameworks, Cyber hygiene, Business continuity management
Technologies
None explicitly listed beyond general technology risk context
Responsibilities
Advise clients on governance and regulatory compliance; Conduct business process and controls reviews; Perform walk-through interviews to validate internal controls; Draft findings and report deliverables; Provide outsourced compliance support including regulatory reporting and AML/KYC reviews; Manage stakeholder relationships; Support engagement team leaders.
Seniority
Senior Associate, 2+ years experience
