AVP, Know Your Customer, Treasures Private Client
Core
Provide customer due diligence (CDD) advice and partner with Front Office to deliver risk-proportionate KYC onboarding and reviews for wealth clients.
Role type
Senior IC compliance specialist (KYC/AML)
Builds
Risk-proportionate KYC onboarding and reviews for wealth management clients
Domain
Financial services / Wealth management / Anti-Money Laundering
Required skills
Source of wealth due diligence, regulatory compliance (MAS Notice 626), risk assessment, stakeholder coordination, process improvement, audit support, global AML/CFT knowledge
Preferred skills
CAMS certification, International Association Diploma in Anti-Money Laundering
Technologies
N/A
Responsibilities
Partner with Front Office to apply risk-proportionate KYC onboarding and reviews; Conduct independent source of wealth due diligence and risk assessment; Coordinate with stakeholders to resolve CDD queries; Assess completeness of CDD information and conduct due diligence checks; Escalate CDD deficiencies and suspicious activity; Train Front Office on KYC requirements; Support process improvement projects and audits
Seniority
Senior, hands-on IC