Manager, RBBG Due Diligence Oversight
Core
Oversee customer due diligence and enhanced due diligence activities for Retail Banking Group relationships, including onboarding, periodic KYC refresh, trigger-event reviews, and financial crime risk oversight.
Role type
Manager, Financial Crime Risk & Due Diligence
Builds
Customer risk profiles and compliance controls for retail banking clients (via careerplan.io/jobs/14-007-3B-27B-manager-rbbg-due-diligence-oversight-at-cbd)
Domain
Banking / Financial Crime Compliance
Deliverable
dashboards & analysis
Required skills
Customer due diligence, Enhanced due diligence, KYC refresh, Trigger-event reviews, Financial crime risk assessment, PEP/FPEP/RCAs screening, Source of funds/wealth assessment, Management reporting, Team leadership, Stakeholder management
Preferred skills
AML/Compliance certification (CAMS/ICA), Wholesale/Corporate banking experience, Complex legal entity due diligence
Technologies
N/A
Responsibilities
Oversee due diligence reviews for PBG customers ensuring KYC documentation and risk assessments are complete; Validate customer risk ratings and perform enhanced due diligence for higher-risk relationships; Manage periodic KYC refresh reviews and trigger-event reviews; Prepare and present management information relating to onboarding volumes and risk trends; Provide day-to-day guidance to the due diligence oversight team and coach team members on regulatory expectations.
