AVP/Senior Associate, Specialist, Oversight and Control, Advisory Process Governance, Consumer Banking Group
Core
Provide end-to-end governance oversight of the Advisory process to ensure compliance with regulatory requirements, internal policies, risk standards, and governance obligations.
Role type
Senior Associate, Specialist, Oversight and Control, Advisory Process Governance
Builds
Robust Advisory control framework with clear FAA Advisory processes, effective controls, consequence management, and a strong risk and control culture.
Domain
Consumer Banking / Financial Services
Required skills
Regulatory compliance oversight, Advisory process governance, Risk standards management, Digitalization and automation of processes, Stakeholder partnership, Governance framework development, Complaints and surveillance collaboration, FAA regulations understanding, Customer journey lens, Design Thinking, IT development and delivery
Preferred skills
Banking and financial services domain knowledge, Platform business systems familiarity, Analytical thinking, Detail orientation, Fast learning, Adaptability, Self-starter mindset, Ambiguity management, Thriving in fast-moving environments
Technologies
Digitalization tools, Automation platforms, IT development frameworks, Design Thinking methodologies
Responsibilities
Provide end-to-end governance oversight of the Advisory process, Establish and oversee a robust Advisory control framework, Drive transformation and simplification of Advisory processes through digitalisation, Partner with business, product, technology, design, compliance, and risk stakeholders, Develop and enhance governance frameworks, Collaborate with complaints, surveillance and product teams to translate case learnings into stronger controls
Seniority
Senior Associate / Specialist level