Associate, Regulatory Reporting
Core
Support the Regulatory Reporting team in preparing, reviewing, and submitting filings to US and foreign regulators (SEC, CFTC, FRB) while developing standardized workflows and testing risk controls.
Role type
Associate, Regulatory Reporting
Builds
Regulatory filings and standardized reporting workflows
Domain
Financial Services / Investment Management / Regulatory Compliance
Required skills
Regulatory reporting (Form ADV, Form PF, CFTC/NFA), Investment advisory compliance, Financial reporting, Risk assessment, Process automation, Data extraction
Preferred skills
Power Apps, Technology development collaboration
Technologies
Microsoft Office Suite, Power Apps
Responsibilities
Coordinate with Compliance, Finance, Legal, and Technology teams; Maintain knowledge of evolving laws and regulations; Execute ad hoc projects and initiatives
Seniority
Mid-level, individual contributor