Client Onboarding – Corporates Onboarding Team – AVP
Core
Manage end-to-end onboarding and due diligence for new corporate clients, including KYC packages, risk assessment, and regulatory compliance checks.
Role type
Senior IC client onboarding specialist (corporate banking)
Builds
KYC packages and compliance documentation for new clients
Domain
Financial services / Corporate banking / Regulatory compliance
Required skills
KYC processes, due diligence, OFAC screening, negative news searches, risk rating assessment, document collection and review, regulatory compliance (FinCen, Dodd-Frank), entity structure analysis, deadline management
Preferred skills
Financial services experience, knowledge of Dodd-Frank, KYC background
Technologies
FinCen requirements, Dodd-Frank Protocol 1 & 2, state of secretary sites
Responsibilities
Compose KYC packages and perform due diligence on new clients based on risk rating, Conduct OFAC and Negative News searches to identify potential risks, Prioritize onboarding cases to ensure completion prior to deadlines, Review monthly Legal Compliance Dept. exceptions for remediation, Liaise with internal groups (Sales, Credit, Legal, Compliance, Sanctions, Regulatory, Tax, Operations) and external dependents
Seniority
Senior, hands-on IC