Associate, Compliance and Oversight - 12month FTC
Core
Ensure regulatory, governance, and trustee responsibilities are met for corporate members and third-party capital providers through compliance reviews, investigations, and risk monitoring.
Role type
Associate Compliance and Oversight Officer
Builds
Compliance reviews, quality control, risk indicators, and reporting for Lloyd's market members
Domain
Insurance / Reinsurance / Financial Crime
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
Regulatory interpretation, compliance review, quality control, risk monitoring, complaint management, data reporting, stakeholder relationship management
Preferred skills
Financial crime knowledge, risk control experience, Lloyd's regulatory frameworks, ICA qualification
Technologies
Compliance data systems, reporting tools
Responsibilities
Deliver compliance reviews for membership and capital provider applications; conduct quality control and high-risk investigations; monitor regulatory risk indicators; manage complaints and off-boarding processes; maintain compliance data and reporting; support compliance training; improve controls and processes