Senior Manager, Trade Compliance
Core
Leads oversight, execution, and enhancement of trade surveillance, compliance governance, and regulatory control frameworks for Treasury trading activities.
Role type
Senior Manager, Trade Compliance
Builds
Sustainable compliance frameworks and governance controls for trading operations
Domain
Financial Services / Capital Markets / Treasury
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Trade surveillance, regulatory compliance, audit management, risk assessment, remediation program leadership, stakeholder liaison, policy development, market conduct monitoring, exception management, regulatory change management
Preferred skills
Derivatives operations, hedge accounting, asset-liability management, risk systems, financial market instruments
Technologies
Surveillance systems, risk management systems, compliance monitoring frameworks
Responsibilities
Lead regulatory and compliance change initiatives; develop implementation plans for new regulatory requirements; serve as primary liaison with regulators, audit, and legal; represent the business during regulatory examinations; lead remediation programs for control deficiencies; identify emerging regulatory trends and recommend framework enhancements
Seniority
Senior Manager, strategic oversight & execution
