Compliance Market Surveillance Analyst

## Responsibilities ### Real-Time Market Monitoring - Perform real-time monitoring of all exchange activity, security feeds, and product safety data to identify potential market abuse (wash trading, spoofing, etc.) and ensure price discovery is fair and not manipulated. - Monitor real-time market data to ensure participant compliance with margin requirements and position limits. - Utilize surveillance tools and dashboards to flag anomalies and escalate concerns. ### Trade Analysis & Investigation - Conduct post-trade reviews and forensic analysis of flagged transactions. - Conduct investigations of potential rule violations by obtaining testimony, compiling records and drafting investigative reports for presentation to the Chief Regulatory Officer. - Prepare detailed reports on findings and recommend appropriate actions. ### Regulatory Compliance - Ensure adherence to applicable regulations (e.g., SEC, CFTC, FINRA, etc.) and internal policies. - Assist in preparing responses to regulatory inquiries and audits. ### Policy Development & Enforcement - Contribute to the development and refinement of surveillance protocols and compliance frameworks. - Support enforcement of KYC/AML procedures and transaction monitoring. ### Cross-Functional Collaboration - Work closely with Legal, Risk, and Technology teams to improve surveillance systems and compliance workflows. - Liaise with external regulators and industry bodies as needed. ## Requirements - Bachelor’s Degree in Economics, Finance, Math or Juris Doctorate - 4+ years in Compliance in financial services, or equivalent experience - Experience in Derivatives or Prediction Markets - Experience in Tradfi or Crypto space - Familiarity with futures markets, commodities and trading - Familiarity with Trade Surveillance Platforms is a must - Comfortable working in a fast paced, high-stress environment - Ability to communicate with market participants, federal regulators and executive management - Knowledge of futures exchange operations, trading, risk management or regulations - This role requires flexibility to work weekends and evenings as needed ## Nice to Have - N/A ## Benefits - Competitive salary - Attractive annual leave entitlement including: birthday, work anniversary - Work Perks: crypto.com visa card provided upon joining - Aspire career alternatives through us. Our internal mobility program can offer employees a diverse scope.