VP Compliance Manager, Quantitative Analyst, Trade Surveillance Model Tuning & Predictive Analytics - TD Securities (US)
The Global Compliance Department is responsible for overseeing regulatory compliance across TD Bank Group (TDBG) in accordance with the Global Compliance Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and disseminating regulatory developments to businesses they support, maintaining Compliance policies, managing complaints and regulatory filings, providing relevant training, carrying out independent monitoring and oversight activities, reporting on the state of compliance to the Board, UDP and senior management, as needed, and providing advice and support, as required. Within the Global Compliance Department, the Global Surveillance Team is responsible for conducting surveillance of communications and trading as it relates the market manipulation, collusion and other prohibited trading practices.
Job Details
We are seeking an experienced VP-level Quantitative Analyst to focus on the development and tuning of surveillance behavioral models, predictive risk scoring for alerts, and the design of automated quality assurance and analytical tools leveraging Large Language Models (LLMs), Retrieval-Augmented Generation (RAG), Natural Language Processing (NLP), and emerging AI integration frameworks. The role also encompasses designing and building business intelligence dashboards to support decision-making and reporting, as well as helping to lead and shape the strategic adoption of AI across compliance functions. The ideal candidate will hold at least a bachelor's degree in a quantitative field (Mathematics, Statistics, Data Science, Financial Engineering). The candidate will combine technical expertise, machine learning and applied AI capabilities, and domain knowledge in market surveillance to enhance the efficiency and accuracy of detection systems and quality assurance processes. This role requires a th
