Manager, Market Risk Oversight Compliance, Risk and Controls
Core
Implements, maintains, and administers compliance programs; coordinates risk assessment, monitoring, and testing to ensure alignment with regulatory and fiduciary obligations.
Role type
Manager, Market Risk Oversight Compliance
Builds
Compliance programs, risk controls, and reporting mechanisms for business groups
Domain
Banking / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure
Required skills
Regulatory knowledge, risk assessment, monitoring and testing, root cause analysis, issue resolution, policy development, stakeholder management, audit coordination, training needs analysis, data analysis
Preferred skills
Experience at a regulatory body, knowledge of consumer protection regulations and marketing guidelines, ability to operate in high-stress environments
Technologies
Compliance tools and processes
Responsibilities
Conduct and challenge risk assessments and monitoring activities; oversee development of guidelines and procedures; analyze and report compliance data; represent the team during internal, external, and regulatory audits; advise management on regulatory developments and emerging risks; identify and mitigate operational risks; support root cause analysis for control failures; develop training based on compliance gaps.
Seniority
Manager, hands-on leadership with team development responsibilities
