Manager, Investment Compliance
Core
Oversees daily compliance workflows, alert resolution, and regulatory adherence for Brookfield Credit's private credit investments.
Role type
Manager, Investment Compliance Operations
Builds
Compliance controls, reporting attestations, and regulatory alignment for private credit strategies
Domain
Private Credit / Financial Services / Insurance Regulation
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure
Required skills
Investment accounting, regulatory framework interpretation, process development, audit coordination, asset classification, data analysis
Preferred skills
Private/structured finance experience, proficiency in Aladdin/Bloomberg/Power BI, reinsurance treaty knowledge
Technologies
Aladdin, Bloomberg, WSO, Clearwater, DUCO, Power BI, Power Query, Microsoft Excel
Responsibilities
Review and resolve intraday/overnight compliance alerts; validate monthly/quarterly client reporting; develop and maintain compliance controls; align asset classifications with Legal/Accounting; execute rule reviews and audits; mentor junior staff
Seniority
Manager, hands-on IC with team leadership