Manager, Investment Compliance
Core
Day-to-day oversight of compliance workflows and requirements for Brookfield Credit, ensuring alerts and breaches are identified and resolved.
Role type
Manager, Investment Compliance Operations
Builds
Compliance processes, controls, and reporting for private credit investments
Domain
Private Credit / Financial Services
Deliverable
dashboards & analysis
Required skills
Investment accounting, regulatory frameworks, process development, data analysis, stakeholder management
Preferred skills
Private/structured finance, Aladdin/Bloomberg, Power BI
Technologies
Aladdin, Bloomberg, WSO, Clearwater, DUCO, Power BI, Power Query, Microsoft Excel
Responsibilities
Oversee intraday and batch compliance alert resolution; review client investment compliance reporting; develop and maintain compliance controls; align asset classifications with Legal and Accounting; execute internal projects and reconciliations.
Seniority
Manager, hands-on IC with mentorship