Client Assets Safety Consultant
Core
Oversight of client assets safety across Northern Trust's EMEA regulated entities, ensuring adherence to regulatory requirements and strengthening governance frameworks.
Role type
Senior compliance and operational oversight consultant
Builds
Client Assets Safety governance framework, policies, procedures, and control environments for EMEA regulated entities
Domain
Financial services / Wealth management / Asset servicing / Regulatory compliance
Required skills
Regulatory compliance oversight, process walkthroughs, control environment assessment, governance meeting facilitation, management information reporting, QA oversight, documentation maintenance, stakeholder management, analytical skills
Preferred skills
Process improvement, influence senior staff, conflict resolution, advanced Microsoft Office skills
Responsibilities
Support delivery of regulatory changes projects, implement changes to safety policies and procedures, provide subject matter advice on Client Assets rules, support governance meeting structures, provide management information, oversee QA activities, maintain governance documentation
Seniority
Senior, hands-on IC