Director, Compliance Advisory
Core
Second-line of defense risk management role ensuring corporate initiatives and business processes comply with applicable laws and regulations.
Role type
Director, Compliance Advisory
Builds
Compliance programs, controls, and risk management frameworks for lines of business
Domain
Consumer financial services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Risk management, regulatory compliance, audit, legal, consumer financial services, control assessments, UDAAP validations, data analysis, change management
Preferred skills
Certified Regulatory Compliance Manager (CRCM), Juris Doctor, auto finance risk/compliance/originations
Technologies
Compliance testing tools, data analysis platforms
Responsibilities
Provide input on business regulatory requirements, develop and lead department training, review complaints and provide remediation guidance, identify trends in data to advise on risks, perform and review control assessments, evaluate Internal Audit and Regulatory Exam issues, advise on application of compliance requirements for new products and processes, conduct targeted validations on controls, assist in capturing and analyzing compliance data, participate in reporting to senior leadership
Seniority
Director, strategic leadership with hands-on advisory