C&AFC - Business Compliance Officer - AVP
Core
Provide regulatory compliance guidance and manage control frameworks to ensure adherence to DFSA financial regulations and applicable legislation for the firm's financial services.
Role type
Senior IC regulatory compliance officer (financial services)
Builds
Compliance control frameworks and remediation plans for business units
Domain
Financial services / Regulatory compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
DFSA financial regulations expertise, compliance risk identification and assessment, internal controls design, regulatory advice delivery, remediation of regulatory findings, training delivery
Preferred skills
Risk management framework development, complex information analysis
Technologies
None stated
Responsibilities
Identify, prioritize, and assess compliance risks; Provide guidance on internal controls relating to compliance risks; Provide regulatory advice to business and infrastructure areas; Oversee remediation of internal and external regulatory findings; Conduct training to business on applicable rules
Seniority
Senior, hands-on IC