ERISA Governance Specialist
Core
Ensure operations align with ERISA regulations through auditing, policy development, and expert advice for a global insurance and employee benefits broker.
Role type
Senior ERISA Compliance Specialist
Builds
Compliance policies, audit reports, and regulatory filings for retirement plans
Domain
Insurance / Employee Benefits / Retirement Planning
Required skills
ERISA regulations knowledge, compliance audits, policy development, regulatory reporting, analytical skills, problem-solving, organizational skills
Preferred skills
Compliance/recordkeeping systems (SunGard Relius, ASC, FIS), QKA or ASPPA credential
Technologies
Microsoft Office Suite, compliance software
Responsibilities
Conduct and manage compliance reviews, audits, and investigations; Assist in developing and implementing compliance policies; Provide expert advice on ERISA compliance issues; Stay informed about legislative changes; Support preparation of ERISA-required filings; Work with clients on annual compliance tests (BRF, 404a5, Average Benefits Testing); Collaborate with internal and external stakeholders; Facilitate ERISA compliance training
Seniority
Senior, hands-on IC
