Regulation & Compliance
Core
Design, implement, and lead the Compliance program for Toku's regulated entities, acting as the primary counterpart to regulators and translating regulatory requirements into product and business decisions.
Role type
Senior Compliance Officer / Legal Counsel
Builds
Compliance programs, regulatory reporting, licensing, AML/CFT frameworks
Domain
Fintech / Financial Services / Latin America (Chile, Mexico, Brazil)
Required skills
Regulatory strategy, AML/CFT (KYC/KYB, monitoring, SARs), Licensing & registration, Stakeholder management, Risk assessment, Change management, External counsel coordination
Preferred skills
Fintech experience, Cross-border operations (Mexico/Brazil), Product design involvement
Technologies
None stated
Responsibilities
Lead the design and implementation of compliance programs for regulated entities; Manage relationships with regulators across Chile, Mexico, and Brazil; Lead licensing and registration processes for current and new entities; Act as a business partner to Product and Operations to integrate compliance into new offerings; Lead AML/CFT prevention programs including monitoring and reporting; Monitor regulatory changes and coordinate action plans; Coordinate internal and external audits and training; Manage external legal and consulting advisors.