Investor Anti Money Laundering, Senior Associate
Core
Lead the Investor Anti-Money Laundering and FATCA/CRS Team in Cayman, managing client relationships, regulatory compliance, and risk control for a global client base.
Role type
Senior Associate, Investor AML/FATCA/CRS Team Lead
Builds
Operational controls and compliance frameworks for investor services
Domain
Financial Services / Asset Servicing / Anti-Money Laundering
Required skills
Client relationship management, AML/FATCA/CRS legislation knowledge, regulatory compliance, risk control, change management, team oversight, QA of investor files, high-risk case handling (PEP), board reporting
Preferred skills
ACAMS certification, Finance/Fund Administration experience, Microsoft Excel proficiency
Technologies
Microsoft Office (Excel)
Responsibilities
Manage client relationships and serve as point of contact for queries and escalations; oversee case managers to ensure timely completion of reviews and adherence to policies; handle complex complaints and high-risk cases (PEP); prepare board reports and assurance letters; conduct due diligence visits and questionnaires; monitor task timeliness for the team; participate in audits and regulatory meetings.
Seniority
Senior, hands-on IC with team oversight