Regulatory Reporting Specialist, Senior Associae
Core
Perform daily oversight and review of reportable transactions to ensure accurate and timely regulatory reporting for OTC Derivatives and Securities Finance products.
Role type
Senior Associate Regulatory Reporting Specialist
Builds
Regulatory reports for trade repositories and global regulators
Domain
Financial Services / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | client delivery
Required skills
EMIR, MiFID II, CFTC, SFTR regulatory knowledge, OTC Derivatives product knowledge, Securities Finance product knowledge, reconciliation management, stakeholder collaboration, SLA/KPI management, process improvement, documentation development
Preferred skills
Trade lifecycle understanding, post-trade operational process knowledge, trade repository platform experience, regulatory reporting platform experience, reconciliation tool experience
Technologies
Trade repositories, regulatory reporting platforms, reconciliation tools, industry utilities
Responsibilities
Monitor and manage reporting exceptions and data quality issues, collaborate with Business Operations and Compliance teams, support onboarding activities and client queries, deliver against SLAs and KPIs, identify process enhancement opportunities, investigate reconciliation discrepancies, escalate material risks and breaches, track and remediate failed transactions, contribute to operating procedures and documentation
Seniority
Senior, hands-on IC
