Trade Surveillance Analyst
Core
Monitoring client trading activity, investigating suspicious trades, and reporting to regulators to prevent financial crime and revenue loss.
Role type
Trade Surveillance Analyst
Builds
Regulatory reports (STORs/SARs) and internal control updates
Domain
Financial services / Trade Surveillance
Deliverable
client delivery
Required skills
Financial markets knowledge, regulatory reporting accuracy, attention to detail, numeracy, decision-making, adaptability
Preferred skills
Trade Surveillance experience, Trade Surveillance systems experience
Responsibilities
Review trade surveillance alerts, investigate suspicious trading activity, file STORs and SARs to FCA/NCA, handle regulator enquiries, update surveillance procedures, identify platform abuse opportunities
Seniority
Individual Contributor
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