Regulatory Advisor
Core
Provide regulatory advisory and interpretation support for Cboe-affiliated U.S. Exchanges, including coordinating with government agencies, developing policies, and managing the regulatory interpretations process.
Role type
Senior regulatory advisor (legal/compliance)
Builds
Division policies, procedures, regulatory interpretations, and educational materials for Cboe Options, C2 Options, BZX, BYX, EDGX, EDGA, CFE, and Cboe SEF.
Domain
Financial markets, securities exchange regulation, derivatives markets compliance
Required skills
Securities law, derivatives regulation, policy drafting, regulatory research, stakeholder communication, project management
Preferred skills
None stated
Technologies
None stated
Responsibilities
Analyze and research regulatory questions and applicable rules; develop and revise policies and procedures; draft circulars and educational materials; prepare responses to SEC and CFTC requests; maintain understanding of regulatory environment and developments.
Seniority
Mid-to-Senior, independent contributor