Investment Compliance, Vice President
Core
Provide comprehensive compliance coverage and advisory support for credit secondaries products, managing regulatory requirements, conflicts, and transaction execution.
Role type
Vice President, Investment Compliance
Builds
Credit secondaries investment strategies and funds
Domain
Asset Management / Credit Secondaries
Deliverable
client delivery
Required skills
regulatory compliance expertise, conflict identification and resolution, transaction execution oversight, fund launch and maintenance, policy enforcement, risk management, stakeholder collaboration
Preferred skills
advanced analytical and problem-solving, time management, proactive issue escalation, efficiency enhancement
Technologies
in-take systems, trade chats, email
Responsibilities
oversee compliance for credit secondaries strategy, conduct conflicts checks on complex portfolios, support new fund launches and existing fund maintenance, review transactions on weekly conflicts committee meetings, ensure accurate documentation of NDAs and allocations, collaborate with deal teams and external counsel, monitor systems for compliance requests, assist with regulatory filings
Seniority
Senior, hands-on IC with leadership responsibilities