Senior Compliance Officer, Investments Compliance
Core
Monitor investment restrictions and regulatory compliance for AIG's investment assets and external managers using specialized compliance systems.
Role type
Senior Compliance Officer (Investments)
Builds
Compliance monitoring and reporting for insurance investment mandates
Domain
Insurance / Asset Management / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
guideline monitoring, fixed income compliance, investment product knowledge, regulatory testing, controls testing, policy development, regulatory filing coordination, external manager due diligence
Preferred skills
private credit, mortgage loans, private equity, real estate, derivatives, manager-of-manager structures, NY/DE/PA state insurance regulations, NAIC Model Laws, Investment Advisers Act, Investment Company Act
Technologies
BlackRock Aladdin, Bloomberg, Charles River, Sentinel, Bloomberg AIM
Responsibilities
Review and capture investment restrictions from guidelines and regulations; Code, test and implement investment restrictions in compliance systems; Review exceptions and perform manual controls testing; Perform ad-hoc/quarterly controls reviews for General Account and reinsurance mandates; Partner with CIO, investment managers, and Legal on compliance issues; Update compliance policies and procedures; Provide training on compliance policies; Collaborate on regulatory filings (13F, 13G/D, 13H); Perform compliance due diligence of external managers; Scope and lead special projects
Seniority
Senior, hands-on IC