Branch Operations Manager Trainee-Chattanooga, TN
Core
Manage overall operational efficiency of a financial services branch office, ensuring compliance with firm and regulatory policies.
Role type
Branch Operations Manager Trainee
Builds
Branch operational workflows and client account support
Domain
Financial Services / Wealth Management
Required skills
Operational management, compliance, staff supervision, expense control, facility management, client account resolution, regulatory licensing (Series 7, 66, 9, 10), financial reporting
Preferred skills
Series 9 & 10 licensing within 6 months, supervisory experience, analytical skills, stress management
Technologies
Office equipment, spreadsheets, databases, electronic communication
Responsibilities
Perform back-up for all operational functions, coordinate branch-home office workflow, complete self-audit of branch procedures, assist with confidential matters and compliance visits, control expenses, oversee supplies and postage, review invoices and operating statements, maintain operational manuals, resolve complex client account problems, disseminate information at branch meetings, coordinate rent and facility maintenance, recruit and train operations associates, conduct performance appraisals, review daily work of staff, ensure adequate staffing levels, coordinate registrations and licensing
Seniority
Entry-level to Junior, Trainee