Capital Markets Compliance & Risk Lead
Core
Lead risk management engagements for financial institutions, focusing on SOX 404, SOC 1/ISAE, regulatory compliance, and data analytics.
Role type
Manager, Capital Markets Risk & Compliance
Builds
Risk assessments, control mappings, compliance reports, and regulatory alignment for banks, credit card companies, investment houses, and FinTechs. (via careerplan.io/jobs/F3-007-2C-B65-capital-markets-compliance-risk-lead-at-kpmg)
Domain
Financial Services / Capital Markets / Regulatory Compliance
Deliverable
client delivery
Required skills
SOX 404, SOC 1, ISAE, financial regulations, data analytics, SQL, Excel, SAS, project management, client management
Preferred skills
Capital markets/banking business processes, Big 4 experience
Technologies
SQL, Excel, SAS
