Portfolio Guideline Analysis - Analyst
Core
Analyzes and interprets client investment guidelines and regulations to ensure adherence to strict risk controls for funds and client accounts.
Role type
Portfolio Guideline Analysis Analyst
Builds
Compliance controls and rule sets for multi-asset client accounts and fund launches
Domain
Asset Management / Investment Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Guideline interpretation, Rule coding, Compliance system navigation, Policy development, Risk assessment, Workflow management
Preferred skills
Data analytics, Derivatives knowledge, Fixed income knowledge, AI tool application, Process automation
Technologies
CRD compliance system, AI-enabled tools, Automation platforms
Responsibilities
Review and analyze Fund and client guidelines; Participate in account onboarding and implement controls; Draft and interpret guidelines for client accounts; Lead development of policies and procedures; Perform quality checks on work prepared by others; Train associates on reference materials; Manage workflow allocation and delivery.
Seniority
Mid-level, independent contributor