Regulatory Compliance Analyst
Core
Conduct trade practice surveillance, support customer onboarding, and ensure compliance with CFTC regulations for prediction markets.
Role type
Regulatory Compliance Analyst
Builds
Trusted, compliant prediction market exchange
Domain
Financial markets / Prediction markets / Regulatory compliance
Deliverable
Dashboards & analysis
Required skills
Trade practice surveillance, Regulatory filings (CFTC), Policy review, Violation investigation, Market monitoring, Rotational shift coverage
Preferred skills
Case management tooling, Market surveillance tooling
Responsibilities
Conduct day-to-day trade practice surveillance, Assist with CFTC regulatory filings, Review and update exchange policies, Identify and escalate trade practice violations, Partner with regulatory team on investigations, Monitor market participation and economic performance
Seniority
Junior, hands-on IC
