Senior Manager, General & Regulatory Compliance - Legal & Compliance Department
Core
Provide compliance advisory and enforce compliance programs across licensing, investment, custody, trustee, and insurance business units to ensure adherence to internal controls and regulatory requirements.
Role type
Senior Manager, General & Regulatory Compliance
Builds
Compliance programs and regulatory adherence for banking and financial sector business units
Domain
Banking / Financial Services / Regulatory Compliance
Deliverable
client delivery
Required skills
Regulatory knowledge (HKMA/SFC), Compliance program enforcement, Regulatory review and self-assessment, Project management, Internal training delivery, Stakeholder coordination
Preferred skills
Banking or financial sector experience, Knowledge of investment, custody, trustee, and insurance regulations
Technologies
None stated
Responsibilities
Assist in providing compliance advisory for various business units; Review and enforce compliance programs; Handle regulator enquiries and coordinate surveys; Conduct compliance reviews and self-assessments; Assist in compliance-related projects and system enhancements; Track regulatory changes; Deliver internal compliance training
Seniority
Senior, Management Level
