Principal Compliance Lead
Core
Lead enterprise-wide compliance activities, provide strategic advice to senior stakeholders, and oversee the development and continuous improvement of compliance frameworks, policies, and assurance programs.
Role type
Principal Compliance Lead (Strategy & Governance)
Builds
Enterprise compliance frameworks, policies, assurance programs, and risk-based audit initiatives
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Strategic advisory, regulatory framework expertise, risk-based audit leadership, executive reporting, stakeholder engagement, continuous improvement, legislative monitoring
Preferred skills
Team leadership, mentoring compliance professionals, complex investigation management
Responsibilities
Lead planning and delivery of organisation-wide compliance programs; manage complex compliance reviews, risk-based audits, and investigations; develop and enhance compliance policies and reporting frameworks; prepare executive reporting and compliance evaluations; provide strategic advice on regulatory obligations and emerging risks; monitor legislative developments and assess operational impacts
Seniority
Principal, strategy & mentorship
