Compliance Analyst
Core
Coordinate compliance reporting, internal audits, and AML obligations for a global fund administration firm.
Role type
Compliance Analyst
Builds
Compliance reporting, internal audit processes, and AML monitoring solutions for fund clients.
Domain
Financial Services / Fund Administration / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Funds services industry experience, AML knowledge, regulatory and legislative requirements understanding, AUSTRAC requirements knowledge
Preferred skills
1+ years in AML or compliance role
Technologies
None stated
Responsibilities
Complete annual and supplier due diligence questionnaires, prepare compliance letters for clients, report on complaints and incidents, investigate incidents and implement solutions, develop and implement compliance policies and procedures, draft and coordinate compliance training, conduct control testing and internal audits, review legislative changes and develop compliance solutions, perform ongoing AML monitoring and reporting, coordinate regulatory records of transitions
Seniority
Individual Contributor