Manager, Internal Controls
Core
Build and run the Internal Controls over Financial Reporting (ICFR) program to ensure regulatory compliance and safeguard assets.
Role type
Manager, Internal Controls
Builds
Scalable compliance function and control frameworks for financial reporting and new products
Domain
Financial services / Fintech / Internal Audit
Required skills
ICFR program design, SOX/CSOX compliance, COSO 2013 framework, audit planning and execution, stakeholder management, control documentation, AI-enabled tooling
Preferred skills
Building/expanding ICFR programs, brokerage/banking/payments experience, SOC 1 Type 2 audit support, Optro (AuditBoard) experience, high-growth fintech background
Technologies
AI tools, Optro (AuditBoard)
Responsibilities
Design control frameworks for existing processes and new product launches; lead walkthroughs and testing against the annual ICFR plan; serve as primary contact for external auditors; coordinate evidence requests and remediation; work with technology to develop best-in-class controls documentation and solutions (via careerplan.io/jobs/60cebe90-7713-4c80-9f4a-bc3d8fd927ac-manager-internal-controls-at-wealthsimple)
Seniority
Manager, hands-on IC
