Trade Surveillance Analyst
Core
Operate and design the firm's trade surveillance programme to safeguard against market abuse and insider trading risks across multiple asset classes.
Role type
Trade Surveillance Analyst (Compliance)
Builds
Trade surveillance alerts disposition, compliance reports, and regulatory responses
Domain
Financial Services / Compliance / Market Abuse
Deliverable
production ML models | product features | dashboards & analysis | client delivery
Required skills
Trade surveillance operations, market abuse typologies, global financial regulations, Equities/Derivatives/Fixed Income knowledge, threshold calibration, stakeholder management, regulatory reporting, process improvement
Preferred skills
SQL or Python scripting, AI tools application, statistics, data analytics/visualization, professional certifications (CAMS/CFE/ACAMS)
Technologies
Trade surveillance platforms, Excel, SQL, Python, AI tools
Responsibilities
Triage and disposition surveillance alerts across asset classes; Monitor and report on compliance issues related to market manipulation and insider trading; Calibrate thresholds and parameters to reduce false positives; Act as compliance interface to trading and surveillance systems; Manage stakeholders to integrate compliance requirements; Prepare responses to regulatory agencies and exchanges; Operate and review post-trade controls; Draft and implement compliance policies
Seniority
Mid-level, hands-on IC
