Compliance Analyst
Core
Second-line oversight and advisory support for consumer finance and payments compliance, translating regulatory requirements into practical guidance and ensuring adherence to laws.
Role type
Compliance Analyst (Second-line oversight)
Builds
Governance-ready documentation, compliance reviews, and regulatory reporting for consumer finance and fintech products.
Domain
Consumer Finance / Fintech / Payments
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Regulatory framework knowledge (BSA/AML, USA PATRIOT Act, OFAC), compliance operations/advisory experience, written communication, project management, analytical thinking, issue management, change management oversight, marketing review, product compliance assessment, third-party oversight, financial crimes compliance operations (transaction monitoring, sanctions screening, CIP/CDD, SAR), high-volume data handling
Preferred skills
CAMS certification, complaint management oversight, experience in consumer finance/fintech/banking, experience with regulatory examinations and audits
Technologies
None explicitly stated
Responsibilities
Provide compliance advisory support to business partners on consumer finance and payments requirements; execute operational compliance reviews and produce governance-ready documentation; perform second-line oversight reviews of complaint handling for higher-risk channels; support issues management governance by maintaining logs and validating remediation plans; participate in change management oversight by reviewing initiatives for compliance impacts; conduct pre-use compliance reviews of marketing and customer communications; assist with product development compliance assessments; support third-party compliance activities for vendors; support Financial Crimes Compliance operations including BSA/AML monitoring and sanctions screening; assist in preparation of Suspicious Activity Report (SAR) narratives; advise partners on financial crimes requirements; support responses to subpoenas and regulatory information requests; prepare written memos and summaries for leadership reporting; assist in gathering information for regulatory reviews and audits.
Seniority
Mid-level (3+ years experience preferred)
