Compliance Analyst
Core
Maintain and enhance the Firm's AML Compliance Manual and program across jurisdictions, monitor regulatory developments, and conduct due diligence on high-risk investors.
Role type
Compliance Analyst (AML)
Builds
AML compliance program, training materials, regulatory reports, and investor screening systems
Domain
Financial Services / Anti-Money Laundering
Required skills
AML regulations knowledge, regulatory monitoring, enhanced due diligence, SAR preparation, investor screening, compliance record management, audit support
Preferred skills
CAMS certification, Cayman law familiarity, offshore fund experience
Technologies
AML monitoring systems, regulatory reporting tools
Responsibilities
Maintain AML compliance manual and program, develop AML training, monitor regulatory developments, review subscription documents and redemption requests, conduct due diligence on PEPs and high-risk investors, prepare SARs and regulatory filings, support internal and external audits
Seniority
Mid-level, individual contributor
