Compliance Officer
Core
Provide on-desk compliance coverage for Credit Portfolio Manager teams and wider FI PMs within the CLO and illiquid credit business, monitoring regulatory exposures and supporting audits/investigations.
Role type
Senior IC compliance officer (credit/structured finance)
Builds
Compliance monitoring and surveillance for CLO and illiquid credit portfolios
Domain
Financial services, structured credit, US regulatory environment
Required skills
CLO manager knowledge, illiquid credit expertise, US regulatory compliance, regulatory reporting, audit support, risk exposure monitoring
Preferred skills
Law degree, legal background, regulatory examination experience
Technologies
Compliance monitoring systems, regulatory reporting tools
Responsibilities
Provide on-desk compliance coverage for Credit Portfolio Manager teams, keep senior management apprised of compliance landscape and exposures, support regulatory examinations and internal/external audits, track regulatory developments, provide regulatory reporting support
Seniority
Senior, hands-on IC