Operations Executive COO & CASS Oversight - 12 Month FTC
Core
Operations Executive supporting COO and CASS oversight functions, managing error tracking, audit coordination, and risk assessments for a wealth management firm.
Role type
Operations Executive (COO & CASS Oversight)
Builds
Operational loss reports, risk control self-assessments, audit action trackers
Domain
Financial Services / Wealth Management
Deliverable
dashboards & analysis
Required skills
Microsoft Office (Word, Excel), error tracking, audit coordination, risk assessment, transaction reporting, user access review, data reconciliation, MI production
Preferred skills
CASS experience, financial services operations experience, CISI Investment Operations Certificate
Responsibilities
Track COO errors and update risk event systems, coordinate internal and external audits, investigate COO errors and complaints, monitor transaction reporting and reconcile operational losses, review user access rights, maintain Risk & Control Self-Assessment (RCSA)
Seniority
Individual Contributor
