Compliance Manager - Trust Companies
Core
Lead and manage the compliance program for OCC-regulated trust company subsidiaries and a Cayman Islands trust company serving ultra high net worth individuals and institutional clients.
Role type
Senior Compliance Officer (Trust Companies)
Builds
Compliance policies, procedures, and regulatory reporting for trust and estate administration services
Domain
Wealth Management / Trust Administration / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Regulatory interpretation, policy drafting, compliance testing, risk identification, corporate governance, trust law knowledge
Preferred skills
JD, familiarity with OCC Reg 9 and Cayman Islands Monetary Authority, experience with institutional trust offerings
Technologies
Microsoft Office (Excel, Word)
Responsibilities
Develop and monitor compliance programs, analyze regulatory trends, prepare compliance reports for Boards, coordinate with risk and legal teams, conduct compliance training, support internal and external audits
Seniority
Senior, hands-on IC